{"id":13055,"date":"2019-12-15T22:00:27","date_gmt":"2019-12-15T21:00:27","guid":{"rendered":"https:\/\/www.dpmfinanzas.com\/legal-information\/"},"modified":"2025-02-06T14:27:24","modified_gmt":"2025-02-06T13:27:24","slug":"legal-information","status":"publish","type":"page","link":"https:\/\/www.dpmfinanzas.com\/en\/legal-information\/","title":{"rendered":"Legal information"},"content":{"rendered":"

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LEGAL INFORMATION<\/span><\/h3><\/div>

Conflict of Interest Policy<\/span><\/h3>\n<\/div>
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In order to meet the customer protection objectives imposed by the European Directive on Financial Instruments Markets and their development standards, in relation to the Incentive Policy, DPM Finanzas EAF has established, applies and maintains an effective management policy such policy.<\/p>\n<\/div>

Pol\u00edtica de conflictos de interes.pdf<\/span><\/a><\/div><\/div><\/div>
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Activity program<\/span><\/h3>\n<\/div>
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This document contains a description of the activities developed byDPM Finanzas<\/strong><\/span><\/p>\n

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Programa de actividades.pdf<\/span><\/a><\/div><\/div><\/div>
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Internal rules of conduct<\/span><\/h3>\n<\/div>
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Document that includes the rules of conduct applicable to the activity developed by DPM Finanzas <\/strong><\/p>\n<\/div>

Reglamento interno de conducta.pdf<\/span><\/a><\/div><\/div><\/div>
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\nMaximum Rates Brochure<\/span><\/h3>\n<\/div>
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This document includes the maximum fees that DPM Finanzas<\/strong> could apply to its clients for the provision of investment services. <\/span><\/p>\n<\/div>

Folleto de tarifas maximas.pdf<\/span><\/a><\/div><\/div><\/div>
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Sustainability Policy<\/span><\/h3>\n<\/div>
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This policy aims to strengthen transparency and inform the Company’s clients about sustainability risks in the investment decision-making processes, and to define the criteria to be taken into account in the integration of ESG parameters in the analysis and decision-making processes on financial products by DPM Finanzas <\/strong><\/p>\n<\/div>

Sustainability policy.pdf<\/span><\/a><\/div><\/div><\/div>
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\nWhistleblower Channel Management Policy<\/span><\/h3>\n<\/div>
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The purpose of this Policy is to establish the guarantees for the protection of whistleblowers, the general principles that regulate the operation of the Internal Information System and the Information Management Procedure.<\/p>\n<\/div>

denunciante.pdf Channel Management Policy<\/span><\/a><\/div><\/div><\/div>
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Code of Ethics<\/span><\/h3>\n<\/div>
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This code aims to preserve and set an example of ethical behaviour in accordance with its values as a company providing financial advisory services.<\/p>\n<\/div>

Code \u00c9tico.pdf<\/span><\/a><\/div><\/div><\/div>
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